SpletCompliance with the new NFA swaps proficiency requirements will be required as of Jan. 31, 2024, and online access to the new training modules is targeted for Jan. 31, 2024. Fees A fee schedule for completing the swaps proficiency requirements has not yet been published. Covered Individuals Splet28. okt. 2024 · Swaps APs of registered CPOs and CTAs are required to satisfy the Short Track (i.e., a shorter exam). Each NFA member with APs required to meet these …
NFA Implements Swaps Proficiency Requirements - Willkie
Splet07. jan. 2024 · Each individual who is approved as a swap associated person (AP) at a futures commission merchant (FCM), introducing broker (IB), commodity pool operator … SpletThe Long Track of NFA's Swaps Proficiency Requirements contains eight modules, each of which has a training and testing component. Individuals required to pass the Long Track must successfully complete all modules within this track in order to pass NFA's swaps proficiency requirements and earn the certificate. how can i get my college transcript online
Swaps Proficiency Requirements for Associated Persons; Revised …
SpletNFA Swaps Proficiency Requirements. NFA's Swaps Proficiency Requirements must be successfully completed by individuals registered as associated persons (AP) at futures … Splet28. mar. 2024 · This NFA Swaps Exam will test an applicant’s market knowledge and their understanding of regulatory requirements concerning swaps activities. ... Proficiency Requirements for Swap APs (March 5 ... SpletNFA's Swaps Proficiency Requirements must be successfully completed by individuals registered as associated persons (AP) at futures commission merchants, introducing brokers, commodity pool operators and commodity trading advisors who engage in … NFA Swaps Proficiency Requirements – Individual Status by Firm. This report, … The following individuals must satisfy NFA's Swaps Proficiency Requirements prior to … how can i get my college transcripts free